Anti-Money Laundering (AML) and Combating Terrorist Financing (CFT) and Proliferation Framework

We advise you on mitigating money laundering, terrorism financing and proliferation risks

We establish new AML/CFT programmes

We draft relevant AML/CFT policies & procedures

We assess and review existing programmes based on the prevailing local and international AML/CFT legislation

Screenings, Know Your Client, Customer Due Diligence & Compliance Advice and Opinions

We assist you in satisfying your CDD and KYC requirements from initial on-boarding, to ongoing due diligence and enhanced due diligence (EDD).

We support you to screen, detect, and track beneficial owners (BOs) and their linkages to better account for BOs, controllers, and Relative and Close Associate information.

We analyse and investigate hits and adverse information obtained, including high-risk customers and PEPs using internationally recognised search engines also used by regulators to enable an informed decision-making process.

Policies, Procedures & Manuals Drafting

Manuals consist a key element to ensure optimum business operations and consistent delivery of your products and services within the regulatory and legal framework. We draft any of the following Manuals/Guidelines/Handbooks and more upon request, and accompany you throughout their implementation for seamless compliance.

Compliance Manual

It demonstrates your understanding of your organisation’s regulatory compliance obligations and provides your officers with the appropriate details of your compliance procedures to manage compliance risk.

Operational Manual

It documents the approved standard procedures for performing operations safely and provides guidance for members and employees to perform their functions correctly and efficiently.

Code of Corporate Governance

It sets out standards of good practice in relation to issues such as board composition and development, remuneration, accountability and audit, and relations with shareholders.

Code of Ethics

It provides the organisation’s set of principles of conduct. The purpose of the Code is to provide members and other stakeholders with guidelines for making ethical choices in the conduct of their work.

Data Protection Policy

It aims to design, implement, guide, monitor and manage security over an organization’s data. It primarily aims at securing and protecting logical data stored, consumed, and managed by an organization.

Business Continuity Plans

It involves a system of prevention and recovery from potential threats to a Company. It ensures that personnel and assets are protected and are able to function quickly in the event of a disaster.

Contact Us

Visit our services page for more details on what we do or send us your enquiry and we shall get back to you at the earliest possible.