The team of Financial Crime and Regulatory Compliance Analysts at CompFidus Ltd is well-versed in the regulatory environment, including the intent of regulation and its practical application. We are equipped and experienced to guide our clients through all their FSC, FIU, ROC, and other Regulatory Inspections.

We assess regulatory trends and track regulatory changes relevant to the various industries we serve, and we share our findings with our clients. Our team helps regulated entities understand the expectations of their supervisory authority, meet their legal and compliance obligations, and keep up to date with changes in their regulatory environment. We are well-practiced in preparing our clients and their officers to undergo an inspection, including assistance in completing the inspection surveys, ensuring that all required documents are in place, and training Key Officers. Our goal is to help our clients understand the regulatory requirements and implement effective compliance measures to satisfy the inspection criteria.

At CompFidus Ltd, we are seasoned in the development of advocacy strategies and regulatory interpretation. Accordingly, we can successfully assist our clients in responding to the regulatory bodies governing them. We also define improvements to their compliance framework, in particular their AML/CFT structure, that facilitate conformity and minimize and/or mitigate ML/TF, legal, regulatory, and operational risk exposure.

In essence, our focus is on making regulations clear and understandable to our clients while preserving the spirit and intent of the law.